OTHER'S (GRANDPARENTS, SIBLINGS, ETC...) RIGHT TO VISITATION OR CUSTODY
OTHERS' RIGHT TO CUSTODY. The general rule is that third parties do not have standing to sue for custody except: 1. The child is in the custody of the third party. or 2. A statute provides for third party custody. In making a custody, the court is going to look at what is in the best interest of the child. The court generally will not interfere with an intact family. In Arkansas, if the child has been continuously living with a grandparent for 1 year (6 months if child is under 12 months old), grandparent was primary caretaker and financial supporter, and an action was initiated within 1 year of the continuous custody; then a grandparent may pursue custody. Parties may be able to become guardians. See also FAMILY LAW SECTION on GUARDIANSHIPS.
OTHERS' RIGHT TO VISITATION. The general rule is that third parties do not have standing to sue for visitation except where a statute provides for third party visitation. In making a visitation decision, the court is going to look at what is in the best interest of the child. The court generally will not interfere with an intact family. However, Arkansas will allow interference with an intact family for sibling visitation. Grandparent visitation rights have been largely curtailed recently by the United States Supreme Court and the Arkansas Supreme Court. See the two cases below for more detail. Under the Constitution, the Supreme Court found that so long as a parent adequately cares for his or her children (i.e., is fit), there will normally be no reason for the State to inject itself into the private realm of the family to further question the ability of that parent to make the best decisions concerning the rearing of that parent's children. Grandparent visitation rights have been found in Arkansas to be unconstitutionally applied when against a fit parent. However, grandparents do have visitation rights when the child or children are in the custody of someone other than a parent. The law is unclear as far as how these recent supreme court decisions may affect sibling visitation.
ARKANSAS CODE OF
1987 ANNOTATED
TITLE 9. FAMILY LAW
SUBTITLE 2. DOMESTIC RELATIONS
CHAPTER 13. CHILD CUSTODY AND VISITATION
SUBCHAPTER 1. GENERAL PROVISIONS
Arkansas Code Annotated Section 9-13-101: Award of Custody.
(a)(1)(A)
In an action for divorce, the award of custody of a child of the marriage shall
be made without regard to the sex of a parent, but solely in accordance with the
welfare and best interest of the child.
(B) When a court order
holds that it is in the best interest of a child to award custody to a
grandparent, the award of custody shall be made without regard to the sex of the
grandparent.
(2)(A) Upon petition by a grandparent who meets the
requirements of subsection (b) of this section and subdivision (a)(1) of this
section, a court shall grant the grandparent a right to intervene pursuant to
Rule 24(a) of the Arkansas Rules of Civil Procedure.
(B)(i) A grandparent shall be
entitled to notice and shall be granted an opportunity to be heard in any child
custody proceeding involving a grandchild who is twelve (12) months of age or
younger when:
(a) A grandchild resides with this grandparent for at least six (6)
continuous months prior to its first birthday;
(b) The grandparent was the primary caregiver for and financial supporter
of the grandchild during the time the grandchild resided with the grandparent;
and
(c) The continuous custody occurred within one (1) year of the date the
child custody proceeding was initiated.
(ii)
A grandparent shall be entitled to notice and shall be granted an opportunity to
be heard in any child custody proceeding involving a grandchild who is twelve
(12) months of age or older when:
(a) A grandchild resides with this grandparent for at least one (1)
continuous year regardless of age;
(b) The grandparent was the primary caregiver for and financial supporter
of the grandchild during the time the grandchild resided with the grandparent;
and
(c) The continuous custody occurred within one (1) year of the date the
child custody proceeding was initiated.
(iii)
Notice to a grandparent shall be given by the moving party.
(3) For purposes of this section,
"grandparent" does not mean a parent of a putative father of a child.
(4)(A) The party that initiates a child custody
proceeding shall notify the court of the name and address of any grandparent who
is entitled to notice under the provisions of subdivision (a)(1) of this
section.
(B) The notice shall be in
accordance with § 16-55-114.
(b)(1) When in the best interests of a child, custody shall be awarded in
such a way so as to assure the frequent and continuing contact of the child with
both parents.
(2) If a grandparent meets the requirements of
subdivisions (a)(1) and (2)(B) of this section and is a party to the
proceedings, the court may consider the continuing contact between the child and
a grandparent who is a party, and the court may consider orders to assure the
continuing contact between the grandparent and the child.
(3) To this effect, in making an order for custody, the
court may consider, among other facts, which party is more likely to allow the
child or children frequent and continuing contact with the noncustodial parent
and the noncustodial grandparent who meets the requirements of subdivisions
(a)(1) and (2)(B) of this section.
(c)(1) Where a party to an action concerning custody of, or a right to
visitation with, a child has committed an act of domestic violence against the
party making the allegation or a family or household member of either party and
such allegations are proven by a preponderance of the evidence, the court must
consider the effect of such domestic violence upon the best interests of the
child, whether or not the child was physically injured or personally witnessed
the abuse, together with such facts and circumstances as the court deems
relevant in making a direction pursuant to this section.
(2) There shall be a rebuttable presumption that it is
not in the best interest of the child to be placed in the custody of an abusive
parent in cases where there is a finding, by a preponderance of the evidence,
that the parent has engaged in a pattern of domestic abuse.
(d)(1) The Director of the Administrative Office of the Courts is
authorized to establish an attorney ad litem program to represent children in
chancery court cases where custody is an issue.
(2) When a chancellor determines that the appointment
of an attorney ad litem would facilitate a case in which custody is an issue and
further protect the rights of the child, the chancellor may appoint a private
attorney to represent the child.
(3)(A) The Arkansas Supreme Court, with advice of the
chancellors, shall adopt standards of practice and qualifications for service
for attorneys who seek to be appointed to provide legal representation for
children in custody cases.
(B)(i) In extraordinary cases,
the chancery court may appoint an attorney ad litem who does not meet the
required standards and qualifications.
(ii)
The attorney may not be appointed in subsequent cases until he has made efforts
to meet the standards and qualifications.
(4) When attorneys are appointed pursuant to
subdivision (d)(2) of this section, the fees for services and reimbursable
expenses shall be paid from funds appropriated for that purpose to the
Administrative Office of the Courts.
(5)(A) When a chancellor orders the payment of funds
for the fees and expenses authorized by this section, the chancellor shall
transmit a copy of the order to the Administrative Office of the Courts, which
is authorized to pay the funds.
(B) The court may also require
the parties to pay all or a portion of the expenses, depending on the ability of
the parties to pay.
(6) The Administrative Office of the Courts shall
establish guidelines to provide a maximum amount of expenses and fees per hour
and per case which will be paid pursuant to this section.
(7) In order to insure that each judicial district will
have an appropriate amount of funds to utilize for ad litem representation in
custody cases, the funds appropriated shall be apportioned based upon a formula
developed by the Administrative Office of the Courts and approved by the
Arkansas Judicial Council and the Rules and Regulations Subcommittee of the
Arkansas Legislative Council.
(8)(A) The Administrative Office of the Courts shall
develop a statistical survey that each attorney who serves as an ad litem shall
complete upon the conclusion of the case.
(B) Statistics shall include
the ages of children served, whether the custody issue arises at a divorce or
post-divorce stage, whether psychological services were ordered, and any other
relevant information.
Arkansas Code Annotated Section 9-13-102: Visitation Rights of Brothers and Sisters.
The chancery courts of this state, upon petition from any person who is a brother or sister, regardless of the degree of blood relationship, or, if the person is a minor, upon petition by a parent, guardian, or next friend in behalf of the minor may grant reasonable visitation rights to the petitioner so as to allow the petitioner the right to visit any brother or sister, regardless of the degree of blood relationship, whose parents have denied such access. The chancery courts may issue any further order which may be necessary to enforce the visitation rights.
Arkansas Code Annotated Section 9-13-103: Visitation Rights of Grandparents.
(a)
(1) Upon petition by a person properly before it, a chancery court of this
state may grant grandparents and great-grandparents reasonable visitation rights
with respect to their grandchild or grandchildren or great-grandchild or
great-grandchildren at any time if:
(A) The
marital relationship between the parents of the child has been severed by death,
divorce, or legal separation; or
(B) The
child is in the custody or under the guardianship of a person other than one (1)
or both of his natural or adoptive parents; or
(C) The
child is illegitimate, and the person is a maternal grandparent of the
illegitimate child; or
(D) The
child is illegitimate, and the person is a paternal grandparent of the
illegitimate child, and paternity has been established by a court of competent
jurisdiction.
(2) The visitation rights may only be
granted when the court determines that such an order would be in the best
interest and welfare of the minor.
(3) (A) An order denying visitation
rights to grandparents and great-grandparents shall be in writing and shall
state the reasons for denial.
(B) An
order denying visitation rights is a final order for purposes of appeal.
(b) If the court denies the petition requesting grandparent visitation
rights and determines that the petition for grandparent visitation rights is not
well-founded, was filed with malicious intent or purpose, or is not in the best
interest and welfare of the child, the court may, upon motion of the respondent,
order the petitioner to pay reasonable attorney's fees and court costs to the
attorney of the respondent, after taking into consideration the financial
ability of the petitioner and the circumstances involved.
(c) The provisions of subsections (a) and (b) of this section shall only
be applicable in situations:
(1) In which there is a severed marital
relationship between the parents of the natural or adoptive children by either
death, divorce, or legal separation; or
(2) In which the child is in the custody or
under the guardianship of a person other than one (1) or both of his natural or
adoptive parents; or
(3) If the child is illegitimate.
LINDER v. LINDER
348 Ark. 322
72 S.W.3d 841
(Ark. 04/25/2002)
LEA ANN LINDER, CAROLYN GREENE, AND CLETA JOHNSON, APPELLANTS,
Vs.
BILL
LINDER AND MILDRED SIMS, APPELLEES,
[7] 1. Appeal & error
law-of-case doctrine serves to effectuate efficiency & finality in
judicial process. The doctrine of law of the case prohibits a court from
reconsidering issues of law and fact that have already been decided on appeal;
the doctrine serves to effectuate efficiency and finality in the judicial
process; it provides that a decision of an appellate court establishes the law
of the case for trial upon remand and for the appellate court itself upon
subsequent review; on the second appeal, the decision of the first appeal
becomes the law of the case and is conclusive of every question of law or fact
decided in the former appeal, and also of those which might have been, but were
not, presented.
[8] 2. Appeal & error court's previous
opinion becomes law-of-case mere filing of notice of appeal does not. It
is true that under the doctrine of law of the case, the supreme court does not
address in a second appeal issues that could have been raised in the first
appeal, but were not; however, it is equally clear that it is the supreme
court's opinion in a prior appeal that becomes law of the case, not the mere
filing of a notice of appeal.
[9] 3. Appeal & error filing of notice of
appeal insufficient for application of doctrine law-of-case doctrine
inapplicable. Where no decision by an appellate court in this
[ Page 323]
state
existed for this case, the appellees' motion to dismiss due to law of the case
had no merit.
[10] 4. Judgment res judicata purpose &
applicability. The doctrine of res judicata bars relitigation of claims that
were actually litigated in the first suit as well as those that could have been
litigated; thus, where a case is based on the same events as the subject matter
of a previous lawsuit, res judicata will apply even if the subsequent lawsuit
raises new legal issues and seeks additional remedies; the policy of the
doctrine is to prevent parties from relitigating issues or raising new issues
when they have already been given a fair trial.
[11] 5. Judgment res judicata modified
application to child custody matters. When the matter is a custody issue,
the supreme court takes a more flexible approach to res judicata, i.e., the
court recognizes that custody orders are subject to modification in order to
respond to changed circumstances and the best interest of the child; the
judgment of a chancery court in this state, awarding custody of an infant child
to one parent, or to any other person, is a final judgment, from which an appeal
lies, but it is not res judicata in the same or another court of this state
involving custody of the same child, where it is shown that the conditions under
which the former decree was made have changed and that the best interest of the
child demands a reconsideration of the order or decree.
[12] 6. Judgment res judicata inapplicable.
In the case at hand, what had been involved since 1998 was the paternal
grandfather's petition for visitation and, since 1999, the custody of the minor
child; the constitutionality of the Arkansas Grandparental Visitation Act (GPVA)
was not an issue in the litigation that preceded the September 2, 1998 order;
indeed, it was not raised until the paternal grandmother's petition in 1999, and
Troxel v. Granville, 530 U.S. 57 (2000), which has become the seminal case on
grandparent visitation laws, was not handed down by the United States Supreme
Court until 2000; res judicata simply did not govern this situation.
[13] 7. Motions motion to dismiss & strike
denied. Appellees' motion to dismiss the 1998 notice of appeal and to strike
portions of the appellant's brief, which motion was based on the doctrines of
law of the case and res judicata, both of which were found to be inapplicable,
was dismissed.
[14] 8. Constitutional law Due Process Clause
substantive component. The Fourteenth Amendment provides in relevant part
that no state shall deprive any person of life, liberty, or
[ Page 324]
property,
without due process of law; this language has been interpreted over the years to
have both a procedural and substantive component; the substantive component of
the Due Process Clause protects those fundamental rights and liberties that are,
objectively, deeply rooted in our nation's history and tradition and implicit in
the concept of ordered liberty, such that neither liberty nor justice would
exist if they were sacrificed.
[15] 9. Constitutional law substantive component of
Due Process Clause liberty right of parent to have & raise children.
One of the substantive components that has emerged from the Fourteenth
Amendment's guarantee of due process of law is the liberty right of a parent to
have and raise children.
[16] 10. Constitutional law U.S. Supreme Court's
approach to governmental intrusions on parent-child relationship liberty
right of parent to have & raise children long recognized. In Troxel v.
Granville, 530 U.S. 57 (2000), a plurality decision, the U.S. Supreme Court, in
summarizing its approach to governmental intrusions on the parent-child
relationship, stated that the interest of parents in the care, custody, and
control of their children was perhaps the oldest of fundamental liberty
interests recognized by the Court; the Court, in a long line of decisions, has
recognized that the "liberty" protected by the Due Process Clause
includes the right of parents to establish a home, to bring up their children,
and to control their education; the Court has repeatedly confirmed the
fundamental right of parents to make decisions concerning the care, custody, and
control of their children, and that there is a constitutional dimension to the
right of parents to direct the upbringing of their children without hindrance
from the state; in light of the extensive precedent, the Court found that the
Due Process Clause of the Fourteenth Amendment protects the fundamental right of
parents to make decisions concerning the care, custody, and control of their
children.
[17] 11. Constitutional law liberty right of parent
over children fit parent presumed to be acting in child's best interests.
A parent has a liberty interest in shaping a child's education; a parent
also has a right to direct the care and upbringing of a child; accordingly, a
fit parent is given a presumption that he or she is acting in a child's best
interests; the parental rights protected by the Fourteenth Amendment do not
spring from a bare biological connection to a child, but rather must be born of
a relationship to a child demonstrated over time.
[
Page 325]
[18] 12. Constitutional law parental
"fitness" determination little guidance offered as to scope.
The only guidance offered by the Supreme Court in Troxel as to the scope of the
parental "fitness" determination was the statement that "so long
as a parent adequately cares for his or her children (i.e., is fit), there will
normally be no reason for the State to inject itself into the private realm of
the family to further question the ability of that parent to make the best
decisions concerning the rearing of that parent's children."
[19] 13. Constitutional law statute in Troxel did
not require court to accord parent's decision any presumption of validity
court's order was not founded on any special factors that might have justified
State's interference with parent's fundamental right to make decisions
concerning child rearing. The grandparent visitation statute in Troxel
contained no requirement that a court accord the parent's decision any
presumption of validity or any weight whatsoever; instead, the statute placed
the best-interest-of-the-child determination solely in the hands of the judge;
if the judge disagreed with the parent's estimation of the child's best
interests, the judge's view necessarily prevailed; thus, in practical effect,
the court could disregard and overturn any decision by a fit custodial parent
concerning visitation whenever a third party affected by the decision filed a
visitation petition, based solely on the judge's determination of the child's
best interests; the Supreme Court determined that the state court order, which
found that any statute that allowed any person to petition for visitation under
any circumstances was not justified by a compelling interest, was not founded on
any special factors that might justify the State's interference with a parent's
fundamental right to make decisions concerning the rearing of his or her
children.
[20] 14. Constitutional law impingement on parent's
fundamental liberty right to raise children requires heightened review
parental unfitness is one "special factor" that might warrant state
interference. In Troxel, the plurality opinion noted that impingement on a
parent's fundamental liberty right to raise children required heightened review
and that one "special factor" that might warrant state interference
was if the parent was declared unfit; the decision whether cultivation of bonds
between grandparents and grandchildren would be beneficial is for the parent to
make in the first if a fit parent's decision becomes subject to judicial review,
the court must accord at least some special weight to the parent's own
determination; thus,
[ Page 326]
if
a parent is unfit, then clearly under this approach, state intrusion into the
relationship is warranted.
[21] 15. Constitutional law statute infringed on
parent's fundamental right to make child-rearing decisions Troxel statute
held unconstitutional. Because the Due Process Clause does not permit a
state to infringe on the fundamental right of parents to make child-rearing
decisions simply because a state judge believes a better decision could be made,
and neither the visitation statute in Troxel, which placed no limits on either
the persons who could petition for visitation or the circumstances in which such
a petition might be granted, nor the state court, required anything more, the
Supreme Court held that the statute in issue, as applied in that case, was
unconstitutional.
[22] 16. Constitutional law Fourteenth Amendment
appellant had fundamental right to prohibit state intrusion on her parenting of
child. The supreme court, upon review of the applicable United States
Supreme Court precedent, concluded that appellant, as a single parent, had a
fundamental right under the Fourteenth Amendment in prohibiting state intrusion
on her parenting of her minor child.
[23] 17. Constitutional law examining
constitutionality of state's intrusion upon right to parent level of
scrutiny to be applied. Although the United States Supreme Court has not
directly said that strict scrutiny is appropriate, most courts, when examining
constitutionality of the state's intrusion upon the right to parent, have used
the analysis of strict-scrutiny review.
[24] 18. Constitutional law assessment of intrusions
on other fundamental rights strict-scrutiny standard used by U.S. Supreme
Court. Assessment of intrusions on other fundamental rights have
traditionally been reviewed by the Supreme Court under the strict-scrutiny
standard; the notable exceptions are cases in which the Court has balanced two
equally compelling interests or fundamental rights; in these cases, the Court
has rejected strict scrutiny and instead adopted a balancing test.
[25] 19. Constitutional law only fundamental right
at issue is parent's right to raise her child strict-scrutiny standard
applicable. Where there was only one fundamental right at issue, the
mother's right to raise her child, and one statutorily created procedure for a
judicial award of grandparental visitation, which visitation had no historic
roots in the common law but
[ Page 327]
rather
was a legislated creature of the late twentieth century, the supreme court held
that the strict-scrutiny standard should be applied.
[26] 20. Statutes facial invalidation when
appropriate. A facial invalidation of a statute is appropriate if it can be
shown that under no circumstances can the statute be constitutionally applied.
[27] 21. Statutes GPVA could be constitutional in
cases where there was no fundamental parental right at stake facial
invalidation of GPVA was inappropriate. The supreme court concluded that the
GPVA could be constitutionally applied in a narrow category of cases where it
found that, as a prerequisite to filing a petition, the statute required that
the sections allowing the circuit court to grant grandparent visitation rights
and the section allowing for payment of fees and costs upon a finding that the
petition for visitation rights was not well-founded, were only applicable in
situations in which there was a severed marital relationship between the parents
of the natural or adoptive children by either death, divorce, or legal
separation, or in which the child was in the custody or under the guardianship
of a person other than one or both of his or her natural or adoptive parents;
thus, Ark. Code Ann. § 9-13-103(c)(2) (Repl. 2002) would allow a grandparental
visitation petition to be filed against a person or entity that had no
Fourteenth Amendment parental rights and, thus, no fundamental interest at
stake; facial invalidation of the GPVA was, therefore, inappropriate.
[28] 22. Constitutional law state had no compelling
interest in judicially interfering with appellant's fundamental parenting rights
statute unconstitutional as applied. The GPVA was unconstitutional as
applied where, rather than giving the parent's decision presumptive or special
weight in deciding whether grandparental visitation was in the best interest of
the child, as Troxel required, the GPVA left the decision solely to the
discretion of the trial court, and where, when denying grandparental visitation,
the GPVA required that the trial court state the reasons for the denial in
writing, and there was no concomitant requirement that the reasons be stated in
writing when a trial court granted visitation; the net result was that the trial
court could grant grandparental visitation without the burden of stating its
reasons, but denial by the trial court required justification and implicitly
placed the burden of proof on the parent; by this requirement, the General
Assembly incorporated a procedural preference for granting
[ Page 328]
such
rights as opposed to denying them; this preference was directly at odds with the
presumptive effect given to the parent's wishes under Troxel and, in effect,
shifted the burden of proof to the parent; under a strict-scrutiny analysis, the
state had no compelling interest in judicially interfering with appellant's
fundamental parenting rights.
[29] 23. Constitutional law unfitness solely to
decide visitation matters does not equate to unfitness to parent state could
not interfere without compelling interest. Where the trial court found the
appellant to be a fit parent for all purposes except for making the decision
about her child's relationship with his paternal grandparents, the supreme court
determined that unfitness solely to decide visitation matters was not a
compelling interest sufficient to warrant intrusion on a parent's fundamental
parenting right and to overcome the presumption in the parent's favor; there
must be some other special factor such as harm to the child or custodial
unfitness that justifies state interference; so long as appellant was fit to
care for her child on a day-to-day basis, the Fourteenth Amendment right
attached, and the state could not interfere without a compelling interest to do
so; the state must accord "special weight" to the mother's decision so
long as she is a fit mother.
[30] 24. Constitutional law appellees' contention
without merit cutting off some or all grandparental visitation was not
critical point on which Troxel decision turned. The supreme court disagreed
with appellees's contention that this case differed from Troxel in that here the
appellant had refused all grandparental visitation whereas in Troxel the parent
was agreeable to some visitation; this factual distinction did not represent a
basis for rendering Troxel inapposite; the Supreme Court has addressed
grandparental visitation in one case since its decision in Troxel, and in it the
Court summarily vacated a decision that had limited a parent's right to cut off
all grandparental visitation and cited Troxel as authority for doing so; it was
apparent that, in the Court's view, cutting off some or all parental visitation,
in and of itself, was not the critical point on which the Troxel decision
turned.
[31] 25. Constitutional law supreme court disagreed
with appellees' conclusion case relied upon did not find GPVA to be
constitutional. The supreme court disagreed with appellees' contention that
the supreme court had held that the GPVA was constitutional in the case of Reed
v. Glover, 319 Ark. 16,
[ Page 329]
889
S.W.2d 729 (1994); at issue in Reed, which was handed down pre-Troxel, was
whether the GPVA discriminated against illegitimate children in violation of the
Equal Protection Clause of the Fourteenth Amendment; the other issue in Reed was
whether a grandparent's due process rights were violated because visitation was
taken from her without a hearing; both issues were decided against the
grandparent, primarily because no convincing authority was cited by her in
support of her contentions; those issues were a far cry from the issues
presented here.
[32] 26. Statutes supreme court reluctant to read
language into statute to render it constitutional court will not legislate
to save statute. The supreme court's jurisprudence has recognized a
reluctance to read language into a statute to render it constitutional; it has
declined to salvage a facially unconstitutional statute by narrowing its scope;
the court stated that doing so would clearly be legislating in order to save the
statute, which it will not do.
[33] 27. Statutes construction of statute to
eliminate vagueness is legislating court will employ factors to use in
applying statute whose constitutionality is not in issue. Where the
constitutionality of a vague statute is at issue, the supreme court will decline
to construe the statute to eliminate the vagueness as that would be legislating;
where however, the constitutionality of the statute is not involved, the court
will employ factors for the trial court to consider in applying the statute in
issue.
[34] 28. Statutes rewriting of grandparent
visitation law best left to legislature case reversed & dismissed.
For the supreme court to completely overhaul the GPVA would be a significant
task; our GPVA gives no presumption to the parent's wishes, it procedurally
favors the granting of grandparental visitation, and, thus, implicitly shifts
the burden of proof to the parent, and it fails to spell out under what
circumstances parental unfitness or harm to the child would warrant state
intrusion; while it might have appeared better on the surface not to dismiss the
case altogether, the alternative was to completely rewrite the GPVA, contrary to
express legislative intent, which is best left to the General Assembly; in light
of the statute's unconstitutionality as applied here, the supreme court reversed
and dismissed the case so that the General Assembly could correct the GPVA's
constitutional lapses by judicially narrowing the statute.
[
Page 330]
[35] Appeal from Sebastian Chancery Court; Jim Spears,
Chancellor; reversed and dismissed.
[36] Joel W. Price, for appellants.
[37] Ronald W. Metcalf, P.A., by: Ronald W. Metcalf, for
appellees.
[38] Mark Pryor, Att'y Gen., by: Melanie Winslow, Ass't
Att'y Gen., for intervenor.
[39] The opinion of the court was delivered by: Robert
L. Brown, Justice.
[40] This is a grandparent visitation-rights case. At
issue is the constitutionality of the Arkansas Grandparental Visitation Act,
codified at Ark. Code Ann. § 9-13-103 (Repl. 2002) (GPVA). There are three
appellants in this matter: Lea Ann Linder, mother of Brandon Linder, the minor
child around whom this litigation revolves; Cleta Johnson, Lea Ann's mother; and
Carolyn Greene, Lea Ann's sister. *fn1 The appellees are Bill Linder, Brandon's
paternal grandfather, and Mildred Sims, Brandon's paternal grandmother. Bill
Linder and Mildred Sims were granted visitation with Brandon by the trial court.
Lea Ann now appeals this grant of visitation. The State of Arkansas has
intervened to defend the constitutionality of the GPVA.
[41] On April 24, 1992, Lea Ann Linder married Steven
Linder. They had one child, Brandon, who was born on November 17, 1995. Steven,
Lea Ann, and Brandon lived near Alma and close to Bill Linder, Steven's father.
Bill and Steven's mother, Mildred Sims, had divorced some years earlier. Bill
was remarried to Donna Linder. Bill and Donna had two children, Nikki and
Stacey. Steven worked with Bill on a daily basis, and Bill saw Brandon on a
regular basis.
[42] On November 11, 1997, just before Brandon's second
birthday, Steven Linder was killed in a four-wheel all-terrain vehicle accident
while he was hunting. In the immediate aftermath of Steven's death, Lea Ann and
Brandon spent Brandon's birthday, part of Thanksgiving, and part of the
Christmas Eve holiday with Bill and Donna Linder. During this time, Bill saw
Brandon on a fairly regular basis, though less than when Steven was alive.
[
Page 331]
[43] For about four months after Steven's death, Lea Ann
and Brandon remained in the house in which they had all lived, which was in
close proximity to Bill's home. According to Lea Ann, she did not feel
comfortable living in the house, and she and Brandon moved into a duplex in
nearby Van Buren. Lea Ann got a job and put Brandon in day care. While they
lived in Van Buren, Lea Ann told Bill that he could see Brandon if he came to
their home. He did not do so. In 1998, Lea Ann and Bill had arrangements to
spend part of the Easter holiday together, but those plans fell through when Lea
Ann called Bill and canceled due to a conflict.
[44] In the late spring of 1998, relations between Bill
and Lea Ann became more strained. At the end of May, Lea Ann moved to a house in
Fort Smith. Soon thereafter, on June 11, 1998, Bill contacted Lea Ann and
specifically requested to see Brandon. The two were unable to work out a
mutually convenient time for the visit. On June 24, 1998, Bill Linder filed a
petition for visitation in the Sebastian County Chancery Court.
[45] In the visitation petition, Bill alleged that he
had a close and loving relationship with Brandon, and that Lea Ann was
unreasonably denying him access to his grandson. He proceeded in his petition
under Ark. Code Ann. § 9-13-101 (Repl. 2002), Arkansas's general custody
statute and asserted that that statute, which provided for grandparental
custody, gave the chancery court the implied power to grant grandparental
visitation. The petition did not invoke rights under the GPVA. Nor did the
petition assert that Brandon would suffer harm if he did not see his
grandfather, or that Lea Ann Linder was an unfit mother.
[46] The parties began the discovery process. Lea Ann
was deposed, and in her deposition, she asserted that she did not want Bill to
have as much visitation as he wanted, but that she would agree to limited
visitation. She stated, as her reason for limiting the visitation, that Bill and
Steven's mother, Mildred Sims, were locked in a power struggle over family
members' loyalties. She further stated that Steven, during his life, had always
had problems with his father, and that she did not want Brandon to have the same
problems. She also stated that Steven had confided in her that
[
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[47] he did not enjoy working with his father, and that
his father was a source of emotional anguish to him.
[48] After the deposition, Bill moved for temporary
visitation, alleging that discovery could take some time and that he should be
allowed to see Brandon during the interim period. On August 5, 1998, the trial
court entered a temporary visitation order pending a hearing on the petition.
The order, entered on August 10, 1998, granted Bill temporary visitation. In its
order, the trial court required Lea Ann to allow Bill to see Brandon according
to the Twelfth Judicial District's standard visitation order and allowed limited
weekend visitation with Brandon.
[49] On August 13, 1998, Lea Ann filed a motion to set
aside the temporary order and requested an emergency hearing. She attached
several letters from medical professionals and friends expressing the opinion
that Brandon should not be separated from his mother during his time of loss and
confusion about his father's death. During the pendency of her motion to set
aside, Lea Ann did not allow Bill to see Brandon, contrary to the trial court's
temporary order. Bill filed a motion to show cause on why she should not be held
in contempt of court.
[50] On August 27, 1998, the chancellor held a hearing
on the temporary order and on Bill's motion for contempt. After hearing the
testimony of several witnesses for both sides, including Lea Ann and Bill, the
trial court ruled from the bench that it was in Brandon's best interests to
grant Bill's petition for visitation. In its order, the trial court allowed Bill
visitation every other weekend. The court also found Lea Ann to be in contempt
of court but did not impose a sanction. The trial court's order was not filed
until September 2, 1998.
[51] On August 31, 1998, Bill filed another motion for
contempt due to Lea Ann's failure to comply with the trial court's August 27
bench ruling. On September 2, 1998, another contempt hearing was held. Again,
the chancellor found Lea Ann to be in contempt of court but did not sanction
her. After this hearing, Lea Ann allowed Bill two visits with Brandon as ordered
by the court. This was the first time Bill had seen Brandon since February 1998.
Lea Ann, however, did not allow a third visit, because she stated
[
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[52] that Brandon had a fever and was too ill to visit.
In response, Bill filed his third motion for contempt on September 22, 1998.
[53] On September 25, 1998, Lea Ann filed a Notice of
Appeal from the September 2, 1998 order but did not pursue this appeal and never
lodged a record in the matter.
[54] On October 6, 1998, Bill's counsel wrote a letter
to the trial court in which he averred that on October 3, 1998, Bill picked up
Brandon from Lea Ann's house for an overnight visit. According to the letter,
there were several irregularities with this visit. First, Lea Ann's sister,
Carolyn, was present at the pick-up and, as was apparently her custom, she
videotaped the pick-up. Second, Lea Ann called to check on Brandon nine times
during the visit. Third, Lea Ann appeared uninvited and unannounced twice during
the visit: first in the parking lot of the county fair, and then at Bill's home
at midnight. Subsequent to this overnight visit, the trial court warned the
parties to cooperate.
[55] Contrary to the trial court's letter and prior
orders, Lea Ann did not make Brandon available for his next visitation. On
October 12, 1998, Bill filed a fourth motion for contempt. On October 15, 1998,
the trial court held an emergency hearing on this motion. Lea Ann did not appear
at the hearing and had fled the jurisdiction, taking Brandon with her. On
October 22, 1998, the trial court found Lea Ann in contempt of court and issued
a warrant for her arrest. On October 26, 1998, Bill moved for temporary custody
of Brandon. The same day, the court granted Bill's motion ex parte and awarded
Bill temporary custody of Brandon.
[56] Lea Ann's and Brandon's whereabouts remained
unknown for a year, despite the efforts of local, state, and federal law
enforcement officers. After months of attempting to locate the two, Bill joined
Cleta Johnson (Lea Ann's mother) and Carolyn Greene (Lea Ann's sister) in his
visitation action. He then deposed them regarding Lea Ann's and Brandon's
location. Both women refused to disclose the information and invoked their Fifth
Amendment protection against self-incrimination on the advice of counsel.
[
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[57] On October 14, 1999, Bill moved to hold Cleta and
Carolyn in contempt of court for their refusal to disclose Lea Ann's location.
On October 18, 1999, the trial court ordered them jailed for contempt and
conditioned their release on Lea Ann's surrendering herself to the court. That
same day, Cleta and Carolyn told the court that Lea Ann and Brandon were living
in Columbus, Ohio.
[58] While living in Ohio, Lea Ann had married a man
named Wes Carlisle. Ohio law enforcement authorities located Lea Ann and Brandon
in Columbus, and Lea Ann surrendered herself to the court that evening. Cleta
and Carolyn were released from jail the next day, and Lea Ann was placed in jail
until the trial court released her on October 25, 1999. Brandon was delivered to
Bill under the trial court's custody order. On October 28, 1999, Lea Ann moved
to have custody of Brandon restored to her because she was now back in the
jurisdiction of the trial court. The motion further alleged that while in Bill's
custody, Brandon was attacked by a dog and suffered lacerations on his face.
There is nothing in the record before us to indicate that the trial court took
any action on her motion.
[59] On November 4, 1999, Bill moved that all parties to
the litigation undergo psychological evaluations. He specifically requested that
Dr. Mary "Guen" Wright, a forensic psychologist, be appointed by the
trial court for this task. Lea Ann objected to Dr. Wright's performing the
requested evaluations because Bill had already hired her to counsel Brandon. On
November 8, 1999, the court granted Bill's motion over Lea Ann's objections.
Psychological evaluations of all involved parties commenced.
[60] On the weekend of December 10, 1999, Lea Ann had
visitation with Brandon, who was still in Bill's custody. As part of her
visitation, she took Brandon to Ohio to see her husband and Brandon's
step-father. This out-of-state trip violated the terms of the trial court's
visitation order, according to Bill's December 20, 1999 Motion for Performance
Bond. The motion sought to require Lea Ann to post a bond to fund Bill's efforts
to find Brandon and her if she again fled the jurisdiction.
[61] On December 16, 1999, Lea Ann again moved the trial
court to return Brandon to her custody, but the court took no action on
[
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[62] this motion. During the months of December 1999,
and January and February 2000, a volley of correspondence to the trial court
ensued in which Bill and Lea Ann, through counsel, disputed the details of
Bill's custody and Lea Ann's visitation. The trial court did not respond to this
correspondence. During this time, the psychological evaluations were ongoing.
[63] On February 16, 2000, Mildred Sims intervened in
the action in an attempt to obtain the right to visit Brandon under the GPVA.
She had seen Brandon sporadically during Bill's custody in the latter months of
1999 and early 2000. In her motion, she alleged that Lea Ann had not made
contact with her about Brandon, and that it would be in Brandon's best interest
to have a relationship with his paternal grandmother.
[64] On February 22 and 24, 2000, Lea Ann's counsel
submitted two extensive motions and memoranda of law requesting that the GPVA be
declared unconstitutional and that custody of Brandon be restored to her. She
also moved to exclude the reports and testimony of Dr. Wright because she had
been hired by Bill before the trial court ever appointed her. She noted that it
was Bill who recommended Dr. Wright to the court. The trial court denied the
motion to exclude.
[65] On March 6, 2000, the trial court began a lengthy
final hearing in this matter. This hearing continued on March 8, 2000, and on
March 27-30, 2000. Dr. Guen Wright testified extensively at this hearing over
Lea Ann's objections. Dr. Wright prepared and submitted to the court a
sixty-page report detailing her psychological evaluations of Lea Ann, Brandon,
Wes Carlisle, Bill, Donna, Cleta, and Carolyn.
[66] The crux of Dr. Wright's testimony was that Lea Ann
suffered from two psychological disorders. First, Dr. Wright opined that Lea Ann
suffered from a psychological disorder known as shared psychotic disorder, or
folieα deux. *fn2 Folieα deux is a disorder which occurs when a diagnosed
person is so closely connected with and bonded to another person (called the
inducer) that the psychosis of the inducer is adopted by the diagnosed person.
In
[
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[67] this case, Dr. Wright opined that Lea Ann had
adopted the persecutory-delusional psychosis of her mother, Cleta Johnson, whom
Dr. Wright identified as the inducer. This was Dr. Wright's first diagnosis of
folieαdeux in her career. On cross-examination, Dr. Wright opined that Cleta
and Lea Ann were able to maintain the extraordinarily close relationship
required for folieαdeux through telephone calls.
[68] Dr. Wright also diagnosed Lea Ann with narcissistic
personality disorder, which is characterized primarily by an inflated and
unrealistic sense of one's own self-worth. Dr. Wright did not diagnose any other
adult as having psychological disorders, although she did diagnose Brandon with
three disorders.
[69] In addition to Dr. Wright's testimony, Bill
testified. He also presented the testimony of Cleta regarding her relationship
with her daughter, and Sebastian County Sheriff's Department warrant officer
John Mendenhall, who was involved in the year-long effort to locate Lea Ann in
1998-1999. Lea Ann presented the testimony of Wes Carlisle's mother, Beverly
Carlisle, as well as the testimony of Drs. Donald Chambers, Patricia Walz, and
Richard Aclin. Dr. Chambers vigorously disputed Dr. Wright's diagnosis of
folieα deux.
[70] After the conclusion of the testimony, the trial
court made a partial bench ruling. The court declined to hold the GPVA
unconstitutional. At the beginning of the final hearing held on March 6, 2000,
the trial court first stated that position when it said from the bench that this
trial court did not rule acts of the legislature unconstitutional. At the
conclusion of the testimony the trial court reiterated its prior statement when
it made the following ruling:
[71] I am going to overrule Mr. Price's motion to
declare the Arkansas statute unconstitutional. I'll let some other forum address
that, but I'm not. I find it to be without merit, and I'm overruling it.
[72] The court gave Lea Ann custody of Brandon and
allowed Bill and Mildred the standard visitation associated with noncustodial
parents. He required that Lea Ann post a $20,000 bond as assurance that she
would permit the visitation.
[
Page 337]
[73] There were several post-hearing pleadings filed by
the parties involved. Specifically, on March 24, 2000, Lea Ann moved to strike
Dr. Wright's testimony. On June 8, 2000, Lea Ann renewed her motion to have the
GPVA declared unconstitutional in light of the United States Supreme Court's
opinion in Troxel v. Granville, 530 U.S. 57 (2000) (plurality opinion), which
was handed down on June 5, 2000 and which declared Washington state's GPVA
unconstitutional as applied.
[74] On June 26, 2000, the State of Arkansas intervened
in this matter and filed a brief in the trial court. The State urged the court
to find Arkansas's GPVA constitutional under Troxel v. Granville, supra.
[75] In mid-July, 2000, Lea Ann was offered a job
transfer to New York within her company, Renaissance Imports, which is a
shoe-import outfit operating in New York state. The transfer offered salary and
benefits comparable to her job in Arkansas. She requested that the trial court
allow her to accept the transfer and move, with Brandon, to New York.
[76] On August 9, 2000, the trial court entered an order
formally deciding the outcome of the custody/visitation hearing as well as the
other post-hearing matters pending before it. The order declared the Arkansas
GPVA to be constitutional as applied and on its face. The order awarded custody
of Brandon to Lea Ann and found her to be a fit mother. However, the trial court
denied Lea Ann's request to move to New York and required the posting of a
$20,000 bond assuring the court that she would not flee the jurisdiction and
that she would allow the visitation that Bill was awarded in conformity with the
court's standard order. Bill was permitted weekend visitation and Wednesday
night visitation. Mildred Sims was assigned Bill's visitation on the first
weekend of each month.
[77] Lea Ann now appeals from this order, as do Cleta
Johnson and Carolyn Greene. She urges this court to declare GPVA
unconstitutional. She also challenges a number of other rulings made by the
trial court, which we do not reach as we reverse and dismiss on her first issue
raised.
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[78] I. Motion to dismiss and strike
[79] As an initial point, appellees Bill Linder and
Mildred Sims move to dismiss the 1998 appeal in this case. This prior appeal
consisted solely of a Notice of Appeal filed by Lea Ann on September 25, 1998,
and was not pursued, as Lea Ann fled the jurisdiction some twenty days later. As
a result, the appellees argue that the constitutionality of the GPVA and Bill's
visitation have become law of the case or, alternatively, that the doctrine of
res judicata applies. The appellees ask this court to dismiss the 1998 notice of
appeal and to strike those portions of Lea Ann's brief which challenge the
constitutionality of the GPVA and the trial court's visitation order.
[80] [1] With respect to law of the case, we note that
there was no previous opinion by an appellate court in this state. This court
recently observed that the doctrine applied when there had been a previous
appellate opinion in the case. See Cadillac Cowboy v. Jackson, 347 Ark. 963, 69
S.W.3d 383 (2002). In Cadillac Cowboy, we said:
[81] The venerable doctrine of law of the case prohibits
a court from reconsidering issues of law and fact that have already been decided
on appeal. The doctrine serves to effectuate efficiency and finality in the
judicial process. Frazier v. Fortenberry, 5 Ark. 200 (1843); see also, 5
Am.Jur.2d Appellate Review § 605 (1995). We have said the following with regard
to the law-of-the-case doctrine:
[82] The doctrine provides that a decision of an
appellate court establishes the law of the case for the trial upon remand and
for the appellate court itself upon subsequent review. Kemp v. State, 335 Ark.
139, 983 S.W.2d 383 (1998). On the second appeal, the decision of the first
appeal becomes the law of the case, and is conclusive of every question of law
or fact decided in the former appeal, and also of those which might have been,
but were not, presented. Griffin v. First Nat'l Bank, 318 Ark. 848, 888 S.W.2d
306 (1994).
[83] Clemmons v. Office of Child Support
Enforcement, 345 Ark. 330, 346, 47 S.W.3d 227, 237 (2001).
[84] Cadillac Cowboy v. Jackson, 347 Ark. at 970,
69 S.W.3d at 388.
[ Page 339]
[85] [2, 3] It is true that under our doctrine of law of
the case, we do not address in a second appeal issues that could have been
raised in the first appeal, but were not. Chambers v. Stern, 347 Ark. 395, 64
S.W.3d 737 (2002) (citing McDonalds Corp. v. Hawkins, 319 Ark. 1, 888 S.W.2d 649
(1994); Alexander v. Chapman, 299 Ark. 126, 771 S.W.2d 744 (1989)). As we said
in Morris v. Garmon, 291 Ark. 67, 68-69, 722 S.W.2d 571, 573 (1987): "On
second appeal, as in this case, the decision on the first appeal becomes the law
of the case, and is conclusive of every question of law or fact decided in the
former appeal, and also of those which might have been, but were not,
presented." However, it is equally clear from our cases that it is this
court's opinion in a prior appeal which becomes law of the case, not the mere
filing of a notice of appeal. See, e.g., Ghehan v. Ghehan v. Barclay, 345 Ark.
514, 49 S.W.3d 652 (2001) ("[T]he decision on the first appeal becomes the
law of the case, and is conclusive of every question of law or fact decided in
the former appeal."); Morris v. Garmon, supra ("[T]he decision on the
first appeal becomes the law of the case[.]") There was no decision in a
previous appeal in the case before us. We conclude that a motion to dismiss this
matter due to law of the case has no merit.
[86] [4] With respect to res judicata, it is true that
the doctrine bars the relitigation of claims that were actually litigated in the
first suit as well as those that could have been litigated. Office of Child
Support Enforcement v. Willis, 347 Ark. 6, 59 S.W.3d 438 (2001); Well v.
Arkansas Pub. Serv. Comm'n, 272 Ark. 481, 616 S.W.2d 718 (1981). Thus, where a
case is based on the same events as the subject matter of a previous lawsuit,
res judicata will apply even if the subsequent lawsuit raises new legal issues
and seeks additional remedies. Willis, supra; Swofford v. Swofford, 295 Ark.
433, 748 S.W.2d 660 (1988). The policy of the doctrine is to prevent parties
from relitigating issues or raising new issues when they have already been given
a fair trial. Willis, supra; McCormac v. McCormac, 304 Ark. 89, 799 S.W.2d 806
(1990).
[87] [5] Custody matters, however, are different when
the doctrine of res judicata is called into play. When the matter is a custody
issue, our court takes a more flexible approach to res judicata. We recognize,
for example, that custody orders are subject to modification
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[88] in order to respond to changed circumstances and
the best interest of the child. Mood v. Marquez, 338 Ark. 636, 999 S.W.2d 678
(1999); Thurston v. Pinkstaff, 292 Ark. 385, 730 S.W.2d 239 (1987). For example,
in Tucker v. Tucker, 195 Ark. 632, 636, 113 S.W.2d 508, 508 (1938), we said;
[89] The judgment of a chancery court in this state,
awarding the custody of an infant child to one of the parents, or to any other
person, is a final judgment, from which an appeal lies, but it is not res
judicata in the same or another court of this state involving the custody of the
same child, where it is shown that the conditions under which the former decree
was made have changed and that the best interest of said child demand a
reconsideration of said order or decree.
[90] [6] In the case at hand, what has been involved
since 1998 has been Bill Linder's petition for visitation and, since 1999, the
custody of Brandon. Secondly, the constitutionality of the GPVA was not an issue
in the litigation that preceded the September 2, 1998 order. Indeed, it was not
raised until Mildred Sim's petition in 1999. Troxel v. Granville, supra, which
has become the seminal case, was not handed down by the United States Supreme
Court until 2000. Res judicata simply does not govern this situation.
[91] [7] We deny the appellees' motion to dismiss and
strike.
[92] II. Constitutionality of the GPVA
[93] For her first point on appeal, Lea Ann contends
that the GPVA, under which Bill was awarded visitation, is unconstitutional,
both facially and as applied. She bases her argument on her Fourteenth Amendment
liberty interest in parenting her child without undue interference from the
state, as recently addressed by the United States Supreme Court in Troxel v.
Granville, supra.
[94] Arkansas's GPVA provides:
[95] (a)(1) Upon petition by a person properly before
it, a circuit court of this state may grant grandparents and great-grandparents
reasonable visitation rights with respect to their grandchild or grandchildren
or great-grandchild or great-grandchildren at any time if:
[
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[96] (A) The marital relationship between the parents of
the child has been severed by death, divorce, or legal separation; or
[97] (B) The child is in the custody or under the
guardianship of a person other than one (1) or both of his or her natural or
adoptive parents; or
[98] (C) The child is illegitimate, and the person is a
maternal grandparent of the illegitimate child; or
[99] (D) The child is illegitimate, and the person is a
paternal grandparent of the illegitimate child, and paternity has been
established by a court of competent jurisdiction.
[100] (2) The visitation rights may only be granted when the
court determines that such an order would be in the best interest and welfare of
the minor.
[101] (3)(A) An order denying visitation rights to
grandparents and great-grandparents shall be in writing and shall state the
reasons for denial.
[102] (B) An order denying visitation rights is a final order
for purposes of appeal.
[103] (b) If the court denies the petition requesting
grandparent visitation rights and determines that the petition for grandparent
visitation rights is not well-founded, was filed with malicious intent or
purpose, or is not in the best interest and welfare of the child, the court may,
upon motion of the respondent, order the petitioner to pay reasonable attorney's
fees and court costs to the attorney of the respondent, after taking into
consideration the financial ability of the petitioner and the circumstances
involved.
[104] (c) The provisions of subsections (a) and (b) of this
section shall only be applicable in situations:
[105] (1) In which there is a severed marital relationship
between the parents of the natural or adoptive children by either death,
divorce, or legal separation; or
[106] (2) In which the child is in the custody or under the
guardianship of a person other than one (1) or both of his or her natural or
adoptive parents; or
[107] (3) If the child is illegitimate.
[108] Ark. Code Ann. § 9-13-103 (Repl. 2002).
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[109] a. Fundamental right to parent.
[110] [8] The Fourteenth Amendment provides in relevant part
that "[No state shall] deprive any person of life, liberty, or property,
without due process of law." U.S. Const. amend. 14 § 1. This language has
been interpreted over the years to have both a procedural and substantive
component. The substantive component of the due process clause protects
"those fundamental rights and liberties which are, objectively, deeply
rooted in this Nation's history and tradition and implicit in the concept of
ordered liberty, such that neither liberty nor justice would exist if they were
sacrificed." Washington v. Glucksberg, 521 U.S. 702, 720-21 (1997).
[111] [9, 10] One of the substantive components that has
emerged from the Fourteenth Amendment's guarantee of due process of law is the
liberty right of a parent to have and raise children. Several cases from the
United States Supreme Court have dealt with the contours of this right as it has
emerged over recent decades. In Troxel v. Granville, supra, Justice O'Connor,
speaking for four Justices in a plurality decision, summarized the Court's
approach to governmental intrusions on the parent-child relationship:
[112] [T]he interest of parents in the care, custody, and
control of their children . . . is perhaps the oldest of the fundamental liberty
interests recognized by this Court. More than 75 years ago, in Meyer v.
Nebraska, 262 U.S. 390, 399, 401, 43 S.Ct. 625, 67 L.Ed. 1042 (1923), we held
that the "liberty" protected by the Due Process Clause includes the
right of parents to "establish a home and bring up children" and
"to control the education of their own." Two years later, in Pierce v.
Society of Sisters, 268 U.S. 510, 534-535, 45 S.Ct. 571, 69 L.Ed. 1070 (1925),
we again held that the "liberty of parents and guardians" includes the
right "to direct the upbringing and education of children under their
control." We explained in Pierce that "[t]he child is not the mere
creature of the State; those who nurture him and direct his destiny have the
right, coupled with the high duty, to recognize and prepare him for additional
obligations." Id., at 535, 45 S.Ct. 571. We returned to the subject in
Prince v. Massachusetts, 321 U.S. 158, 64 S.Ct. 438, 88 L.Ed. 645 (1944), and
again confirmed that there is a constitutional dimension to the right of
[
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[113] parents to direct the upbringing of their children.
"It is cardinal with us that the custody, care and nurture of the child
reside first in the parents, whose primary function and freedom include
preparation for obligations the state can neither supply nor hinder." Id.,
at 166, 64 S.Ct. 438.
[114] In subsequent cases also, we have recognized the
fundamental right of parents to make decisions concerning the care, custody, and
control of their children. . . . In light of this extensive precedent, it cannot
now be doubted that the Due Process Clause of the Fourteenth Amendment protects
the fundamental right of parents to make decisions concerning the care, custody,
and control of their children.
[115] Troxel, 530 U.S. at 65-66.
[116] [11] Thus, a parent has a liberty interest, for example,
in shaping a child's education. Wisconsin v. Yoder, 406 U.S. 205 (1972)
(invalidating Wisconsin statute purporting to require Amish children to attend
public school, against the wishes of the parents). A parent also has a right to
direct the care and upbringing of a child. Prince v. Massachusetts, supra
(affirming application of a child-labor law to the parent of a child
distributing religious tracts). Accordingly, a fit parent is given a presumption
that he or she is acting in a child's best interests. Parham v. J.R., 442 U.S.
584, 602 (1979) ("[N]atural bonds of affection lead parents to act in the
best interests of their children."). The parental rights protected by the
Fourteenth Amendment do not spring from a bare biological connection to a child,
but rather must be born of a relationship to a child demonstrated over time.
Michael H. v. Gerald D., 491 U.S. 110 (1989).
[117] b. Troxel v. Granville
[118] In Troxel v. Granville, 530 U.S. 57 (2000) (plurality
opinion), the United States Supreme Court wrestled with the balance between
state statutes granting grandparents the right to petition for visitation rights
against a parent's Fourteenth-Amendment due-process liberty interest in
parenting a child without undue state interference. The Washington State statute
involved in Troxel was considerably broader than the Arkansas statute at issue
in the instant case, as it allowed any person the right to petition for
visitation
[
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[119] at any time. In Troxel, the two children at issue were
born to unwed parents, and the father later committed suicide. Before the
father's death, the paternal grandparents saw the two children frequently.
However, after the father's death, the visits became less regular. The
grandparents petitioned for additional visitation time. The mother agreed to
some visitation but balked at giving as much visitation as the grandparents
wanted.
[120] The Washington Supreme Court declared the Washington
statute to be facially invalid due to its breadth. See In re Smith, 137 Wn.2d 1,
969 P.2d 21 (1998). The Washington Supreme Court first determined that strict
scrutiny should apply to any intrusion on the parent's Fourteenth Amendment,
fundamental interest in parenting the child without state intrusion. The court
then identified possible compelling state interests that might offset the
parent's fundamental interest, each of which was predicated on harm or threat of
harm to a child. Only in the event of harm, the court reasoned, would the State
be justified in intruding upon a parent-child relationship by ordering
nonparental visitation against the parent's will. The Washington court concluded
that a statute that allowed any person to petition for visitation under any
circumstances was not justified by a compelling interest.
[121] The United States Supreme Court granted certiorari and
affirmed, but took a different tack in the case. In the resulting opinions, all
but one justice agreed that the Fourteenth Amendment provided a liberty interest
for parents to be free from intrusion by government when making decisions
regarding the rearing of children. Instead of addressing the facial challenge to
the statute, as the Washington court had done, Justice O'Connor, writing for
four justices, addressed only the application of the statute and held that the
Washington statute was unconstitutional as applied.
[122] [12, 13] Justice O'Connor's analysis began by
characterizing the Washington statute as "breathtakingly broad."
Troxel, 530 U.S. at 67. She then focused on the central problem with the
statute: It fails to accord a fit parent's wishes any weight whatsoever. The
statute, in employing only the best-interest-of-the-child standard, failed to
recognize the fit parent's interest in deciding what is in a child's best
interest. The only guidance offered by Justice
[
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[123] O'Connor as to the scope of the "fitness"
determination is her statement that "so long as a parent adequately cares
for his or her children (i.e., is fit), there will normally be no reason for the
State to inject itself into the private realm of the family to further question
the ability of that parent to make the best decisions concerning the rearing of
that parent's children." Id. at 68-69 (emphasis added). She then observed:
[124] [The statute] contains no requirement that a court
accord the parent's decision any presumption of validity or any weight
whatsoever. Instead, the Washington statute places the best-interest [of the
child] determination solely in the hands of the judge. Should the judge disagree
with the parent's estimation of the child's best interests, the judge's view
necessarily prevails. Thus, in practical effect, in the State of Washington a
court can disregard and overturn any decision by a fit custodial parent
concerning visitation whenever a third party affected by the decision files a
visitation petition, based solely on the judge's determination of the child's
best interests.
[125] . . . The Superior Court's order was not founded on any
special factors that might justify the State's interference with Granville's
fundamental right to make decisions concerning the rearing of her two daughters.
[126] Troxel, 530 U.S. at 67-68 (emphasis added).
[127] [14, 15] Justice O'Connor went on to note that
impingement on a parent's fundamental liberty right to raise children requires
heightened review and that one "special factor" that might warrant
state interference was if the parent were declared unfit. Troxel, 530 U.S. at
68. She summarized:
[128] In an ideal world, parents might always seek to
cultivate the bonds between grandparents and their grandchildren. Needless to
say, however, our world is far from perfect, and in it the decision whether such
an intergenerational relationship would be beneficial in any specific case is
for the parent to make in the first instance. And, if a fit parent's decision of
the kind at issue here becomes subject to judicial review, the court must accord
at least some special weight to the parent's own determination.
[
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[129] Troxel, 530 U.S. at 70 (emphasis added). Thus, if a
parent is unfit, then clearly under this approach, the state intrusion into the
relationship is warranted. Justice O'Connor concluded:
[130] As we have explained, the Due Process Clause does not
permit a State to infringe on the fundamental right of parents to make child
rearing decisions simply because a state judge believes a "better"
decision could be made. Neither the Washington nonparental visitation statute
generally which places no limits on either the persons who may petition for
visitation or the circumstances in which such a petition may be granted nor
the Superior Court in this specific case required anything more. Accordingly, we
hold that § 26.10.160(3), as applied in this case, is unconstitutional.
[131] Troxel, 530 U.S. at 72-73. She declined to issue a per
se ruling on the constitutionality of grandparental visitation statutes,
preferring instead to allow state courts to resolve the issue as well as the
disposition.
[132] Justice O'Connor's opinion in the case was joined by
Chief Justice Rehnquist and Justices Breyer and Ginsburg. Justices Souter and
Thomas concurred in separate opinions. Justice Souter's reasoning departed from
Justice O'Connor's opinion in that he would have facially invalidated the
Washington statute in the same manner as the Washington Supreme Court did.
Justice Thomas also concurred. He initially noted his reservations about
substantive-due-process jurisprudence generally but concurred in the judgment
because the parties did not ask the court to overrule its precedent holding that
parents have a fundamental rights to raise their children. He also noted that
none of the opinions set out a standard of scrutiny to which courts should hold
nonparental visitation statutes. He urged state courts to apply strict scrutiny
to these statutes in the same manner that the Washington Supreme Court did.
[133] Justice Stevens, Scalia, and Kennedy each dissented.
Justice Stevens would have reversed and remanded for the Washington Supreme
Court to judicially narrow the terms of the statute. Justice Stevens's dissent
also noted that Justice O'Connor's opinion focused solely on the parent's
liberty interest in raising the child. However, he noted that there are many
interests at stake, including
[
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[134] the child's interest in forming a relationship with a
grandparent. Justice Stevens specifically rejected the notion that there must be
a threshold showing of unfitness on the part of the parent before nonparental
visitation is permissible. He would instead invoke a balancing approach,
weighing all of the interests at stake in any given case.
[135] Justice Scalia would have reversed and dismissed the
case. In his opinion, it is the state legislatures that have the power to enact
family-law legislation, and he questioned the validity of any substantive due
process right to parent a child. He would decline to "federalize"
family law, reasoning that state legislatures are better equipped to make law in
the family-law area. Justice Kennedy also dissented and would have reversed and
remanded the case. He agreed that parents have a Fourteenth Amendment right to
parent their children without undue state interference, but he asserted that
with today's changing family structure a best-interests balancing test was the
most appropriate standard of review.
[136] To summarize, six Justices agreed that the case should
be affirmed (O'Connor, Rehnquist, Ginsburg, Breyer, Souter, and Thomas). Eight
Justices agreed that the Fourteenth Amendment protects a parent's right to raise
his or her child without undue interference from government (all but Scalia;
Thomas with reservations). Five Justices agreed that a fit parent is accorded a
presumption that the parent acts in the child's best interests (O'Connor,
Rehnquist, Ginsburg, Breyer, and Stevens). Four Justices (O'Connor, Rehnquist,
Ginsburg, and Breyer) agreed that "special factors" must
"justify" the state's intrusion, and that one of those factors is a
finding of parental unfitness.
[137] c. Standard of Review.
[138] [16, 17] We begin our analysis of the instant case by
concluding that Lea Ann, as a single parent, has a fundamental right under the
Fourteenth Amendment in prohibiting state intrusion on her parenting of Brandon.
The next question, then, is what level of scrutiny this court should apply when
examining the constitutionality of the state's intrusion upon her right. Most
courts that have addressed this issue have used the analysis of the
[
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[139] strict-scrutiny review. See, e.g., Roth v. Weston, 259
Conn. 202, 789 A.2d 431 (2002); Santi v. Santi, 633 N.W.2d 312 (Iowa 2001); In
re Smith, 137 Wn.2d 1, 969 P.2d 21 (1998). The United States Supreme Court,
however, did not directly address whether strict scrutiny is appropriate in
Troxel. Only Justice Thomas in his concurring opinion advanced the idea that
strict scrutiny should be the standard of review for any impingement on this
fundamental right.
[140] [18] Nevertheless, assessment of intrusions on other
fundamental rights have traditionally been reviewed by the Court under the
strict scrutiny standard. See, e.g., Washington v. Glucksberg, supra; Reno v.
Flores, 507 U.S. 292 (1993). The notable exceptions are the cases in which the
Court has balanced two equally compelling interests or fundamental rights. In
these cases, the Court has rejected strict scrutiny and instead adopted a
balancing test. See Planned Parenthood of Southeastern Pennsylvania v. Casey,
505 U.S. 833 (1992) (plurality opinion) (balancing the state's compelling
interest in protecting life of the unborn against the burden on a woman's
privacy right to terminate a pregnancy); Cruzan v. Missouri Dep't of Health, 497
U.S. 261 (1990) (balancing a patient's right to refuse medical treatment against
the state's equally compelling interest in safeguarding an individual's personal
choice between life and death).
[141] [19] We hold that strict scrutiny is the standard that
should apply to this case. Here, we have only one fundamental right at issue
Lea Ann's right to raise her child and one statutorily created procedure for
a judicial award of grandparental visitation. As Justice O'Connor noted in
Troxel, grandparental visitation has no historic roots in the common law but
rather is a legislated creature of the late twentieth century. Troxel, 530 U.S.
at 96-97 (plurality opinion); see also Brooks v. Parkerson, 454 S.E.2d 769, 770
n. 2 (Ga. 1995) ("At common law grandparents had no legal right of
visitation with their grandchildren over the objections of the parents.");
Hawk v. Hawk, 855 S.W.2d 573 (Tenn. 1993).
[142] The State argues that we should review the
constitutionality of the GPVA under a rational-basis standard, but cites no
authority
[
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[143] in support of this contention. We disagree and will
apply the strict scrutiny standard to our analysis of this case.
[144] d. Facial Unconstitutionality
[145] [20] We turn then to Lea Ann's challenge that the GPVA
is unconstitutional on its face. A facial invalidation of a statute is
appropriate if it can be shown that under no circumstances can the statute be
constitutionally applied. United States v. Salerno, 481 U.S. 739 (1987). Here,
we conclude that the GPVA could be constitutionally applied in a narrow category
of cases. As a prerequisite to filing a petition, the statute requires the
following:
[146] (c) The provisions of subsections (a) and (b) of this
section shall only be applicable in situations:
[147] (1) In which there is a severed marital relationship
between the parents of the natural or adoptive children by either death,
divorce, or legal separation; or
[148] (2) In which the child is in the custody or under the
guardianship of a person other than one (1) or both of his or her natural or
adoptive parents; . . .
[149] Ark. Code Ann. § 9-13-103 (Repl. 2002). Thus, §
9-13-103(c)(2) would allow a grandparental visitation petition to be filed
against a person or entity that had no Fourteenth Amendment parental rights and,
thus, no fundamental interest at stake. For example, if a child was in the
custody of the State Division of Youth Services, section (c)(2) would allow the
grandparents to petition for visitation. In that situation, there would be no
fundamental parental right at stake, and a trial court would be perfectly within
its legal bounds to decide what is in the best interest of the child and apply
the statute accordingly.
[150] [21] Facial invalidation of the GPVA is, therefore,
inappropriate. We hold as we do, even though we note that the trial court
implored any reviewing court to find that its order either complied with Troxel
or that the GPVA is unconstitutional on its face. We decline to declare that the
statute is facially invalid for the reasons given.
[
Page 350]
[151] e. Unconstitutional As Applied.
[152] [22] We next address whether the GPVA is
unconstitutional as applied. Stated differently, under a strict-scrutiny
analysis, we must resolve whether this State has a compelling interest in
judicially interfering with Lea Ann's fundamental parenting rights. In assessing
our GPVA in light of Troxel, we immediately discern a major deficiency. Rather
than giving the parent's decision presumptive or special weight in deciding
whether grandparental visitation is in the best interest of the child, as Troxel
requires, the GPVA makes no provision for that but leaves the decision solely to
the discretion of the trial court. Ark. Code Ann. § 9-13-103(a)(2) (Repl.
2002). Furthermore, when denying grandparental visitation, the GPVA requires
that the trial court state the reasons for the denial in writing. Ark. Code Ann.
§ 9-13-103(a)(3)(A) (Repl. 2002). No concomitant requirement that the reasons
be stated in writing is required when a trial court grants grandparental
visitation. The net result is that the trial court may grant grandparental
visitation without the burden of stating its reasons, but denial by the trial
court requires justification and implicitly places the burden of proof on the
parent. By this requirement, the General Assembly has incorporated a procedural
preference for granting such rights as opposed to denying them. This preference
is directly at odds with the presumptive effect given to the parent's wishes
under Troxel and, in effect, shifts the burden of proof to the parent.
[153] We next address the fitness issue and the trial court's
August 9, 2000 order. According to that order, Lea Ann is found to be a fit
mother. That order reads: "The natural mother of the child is suitable to
provide day-to-day care of the child" and "she adequately cares for
her child and there is an obvious loving parental bond between mother and
child." The order concludes "that the custody of the child is to be
with Lea Ann as she adequately provides for this [sic] daily needs."
[154] Despite the explicit finding of fitness and the related
award of custody to Lea Ann, the trial court's order then discusses
grandparental visitation. It describes Lea Ann and her behavior as
"irrational concerning the grandfather and not in touch with reality,"
"not fit to make the decision on behalf of the child as regards
[
Page 351]
[155] contact with the paternal grandfather,"
"delusional on the point of the court ordered visitation," and
"totally unfit to make the decision concerning grand parental
visitation." The trial court concludes:
[156] For a person to react as has the defendant in this case
is not an exercise in rationality. For a person to react as has the defendant
overcomes the presumption of a parent acting in the best interest of a child.
This is not just the court disagreeing with a decision made by a parent[.] [I]t
is much more and satisfies the Troxel criteria. If it does not then no case ever
will and the trial court implores any appellate court that may review this
decision to declare the grandparent visitation law unconstitutional in toto. For
a person to react as the defendant has in this case exhibits total irrationality
and lack of judgment concerning the welfare of a child on the part of the
mother. The behavior of the defendant has reached the level that justifies the
court interfering in the parents liberties to make all decisions for the minor
child.
[157] The trial court concluded that the GPVA was
constitutional.
[158] [23] It appears that the trial court found Lea Ann to be
a fit parent for all purposes save one: making the decision about Brandon's
relationship with his paternal grandparents. This finding of fitness is
corroborated by the court's grant of custody to her and his remarks about her
suitability as a parent and her loving bond with Brandon. It is only with
respect to making visitation decisions that Lea Ann was found to be wanting and
unfit. The question then becomes whether unfitness solely to decide visitation
matters is a compelling interest on the part of the State that warrants
intrusion on a parent's fundamental parenting right and overcomes the
presumption in the parent's favor. We conclude that it is not. So long as Lea
Ann is fit to care for Brandon on a day-to-day basis, the Fourteenth Amendment
right attaches, and the State may not interfere without a compelling interest to
do so. As Justice O'Connor wrote in Troxel, the State must accord "special
weight" to the mother's decision so long as she is a fit mother. See Troxel
at 68-69.
[159] One other jurisdiction has addressed an analogous
question regarding unfitness to make a visitation decision. See In re Custody of
Nunn, 103 Wn. App. 871, 14 P.3d 175 (2000). In Nunn, the
[
Page 352]
[160] appellate court considered a paternal aunt's argument
that the mere fact that the natural mother of the child was rejecting contact
with the paternal relatives made her unfit. The court framed the issue as
follows:
[161] And so the question boils down to this: Can an otherwise
fit parent be found unfit because she chooses to fight a nonparental custody
petition, because she openly expresses her dislike of the side of the family
that brought the custody petition, because she avoids old family friends who are
supporting the other side in the custody litigation, because she doesn't trust
the custody evaluators who have been brought into the litigation, and because
she doesn't foster a good relationship between her child and all of those
people? The answer is no.
[162] Nunn, 103 Wn. App. at 887-88, 14 P.3d at 184. The court
went on to say: "It would be an anomaly to consider an otherwise fit parent
unfit simply for exercising her fundamental right as a parent to limit
visitation of her children with third persons even if, as in Smith, those
third persons are loving family members and close friends of family." Id.
at 888, 14 P.3d at 184.
[163] In short, we decline to hold that unfitness to decide
visitation matters objectively equates to unfitness to parent sufficient to
warrant state intrusion on the parent's fundamental right. Were we to decide
otherwise, any custodial parent refusing visitation would be subject to a trial
court's nonparental visitation order on grounds that the parent was unfit to
decide the matter. Such a conclusion would be at odds with the Supreme Court's
decision in Troxel. There must be some other special factor such as harm to the
child or custodial unfitness that justifies state interference.
[164] [24] The appellees further contend that the instant case
differs from Troxel in that here Lea Ann refused all grandparental visitation
whereas in Troxel the parent was agreeable to some visitation. The trial court
also mentioned that distinction. We disagree that this factual distinction
represents a basis for rendering Troxel inapposite. The Supreme Court has
addressed grandparental visitation in one case since its decision in Troxel. See
Dodge v. Graville, 121 S.Ct. 2584 (2001) (memorandum decision). In Dodge, the
court summarily vacated a decision of the Arizona Court of Appeals, which had
limited a parent's right to cut off all
[
Page 353]
[165] grandparental visitation and cited Troxel as authority
for doing so. While this court can only speculate on the Court's reasons for
vacating the Arizona Court of Appeal's decision in Dodge, it is apparent that,
in the Court's view, cutting off some or all parental visitation, in and of
itself, was not the critical point on which the Troxel decision turned.
[166]
[25] As a final point, the appellees contend that this court held that the GPVA
is constitutional in the case of Reed v. Glover, 319 Ark. 16, 889 A.W.2d 729
(1994). We disagree with the appellees' conclusion. At issue in Reed, which was
handed down pre-Troxel, was whether the GPVA discriminated against illegitimate
children in violation of the equal protection clause of the Fourteenth
Amendment. The other issue in Reed was whether a grandparent's due process
rights were violated because visitation was taken from her without a hearing. We
decided both issues against the grandparent, primarily because no convincing
authority was cited by her in support of her contentions. Those issues are a far
cry from what confronts us in the present case. We hold that the GPVA was
unconstitutional as applied in this case and, as a result, violated Lea Ann's
fundamental liberty interest under the due process clause.
[167] f. Disposition
[168] We are next confronted with how to dispose of this case
in light of the GPVA's unconstitutionality, as applied to this case. The options
are either reversal and dismissal for the General Assembly to correct the GPVA's
constitutional lapses, or a remand to the trial court accompanied by an attempt
by this court to correct those lapses by judicially narrowing the statute.
[169] State courts, since Troxel, appear to be equally divided
on whether to construe their particular statutes so as to render them
constitutional. See, e.g., In re Paternity of Roger D.H., 2002 WL 59233 (Wis.App.
Jan. 17, 2002) (publication decision pending) (reversing with instructions to
give mother's wishes "presumptive weight" on remand); Zeman v.
Stanford, 789 So.2d 798, (Miss. 2001) (using ten pre-Troxel factors to determine
best interest of child); Crafton v. Gibson, 752 N.E.2d 78 (Ind. App. 2001)
(reversing
[
Page 354]
[170] with instructions to give "special weight" to
parent's wishes on remand). But See, e.g., DeRose v. DeRose, 2002 WL 100683, ___
N.W.2d ___ (Mich.App. Jan. 25, 2002); Punsly v. Ho, 87 Cal.App.4th 1099, 105
Cal.Rptr.2d 139 (2001) (reversing, stating that "where it is apparent that
a visitation order violated the Constitution, the court should not force the
parties into additional litigation"); Kyle O. v. Donald R., 85 Cal.App.4th
848, 102 Cal.Rptr.2d 476 (2000) (same). See also Troxel at 101 (Kennedy, J.,
dissenting) (noting the harmful effects of protracted visitation litigation).
[171] We note that the states reading factors into their
grandparent-visitation statutes for determining the best interest of the child
have statutes that differ from our GPVA. For example, the Mississippi statute
provides that the trial court must find that (1) the grandparent has established
a viable relationship with the grandchild, and (2) that denial of visitation was
unreasonable, as well as a finding that such visitation would be in the best
interest of the child. See Stacy v. Ross, 798 So.2d 1275 (Miss. 2001). In West
Virginia, the statute includes a burden-of-proof standard requiring the
grandparents to prove by a preponderance of the evidence that the requested
visitation is in the best interest of the child. Brandon L. v. Moats, 209 W. Va.
752, 551 S.E.2d 674 (2001).
[172] [26] This court's jurisprudence has recognized a
reluctance to read language into a statute to render it constitutional. In
Shoemaker v. State, 343 Ark. 727, 736, 38 S.W.3d 350, 355 (2001), we declined to
salvage a facially unconstitutional statute by narrowing its scope. We said:
[173] Were this court to read into the statute a limitation to
"fighting words," we would clearly be legislating in order to save the
statute. This we will not do.
[174] At issue in Shoemaker was a teacher-harassment statute
which we declared unconstitutional as facially offensive to the First Amendment
because it criminalized valid free speech.
[175] [27] On the other hand, in Huffman v. Fisher, 337 Ark.
58, 987 S.W.2d 269 (1999), this court remanded a case involving a child's name
change for the trial court to consider certain factors
[
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[176] in reaching its decision regarding the best interest of
the child. The pivotal difference between our opinions in Shoemaker and Huffman
is that in Shoemaker the constitutionality of a vague statute was at issue, and
we declined to construe the statute to eliminate the vagueness as that would be
legislating. In Huffman, the constitutionality of the statute was not involved.
We merely employed factors for the trial court to consider in determining the
best interest of the child when a name change was the issue under Ark. Code Ann.
§ 20-18-401 (Repl. 2000).
[177] [28] For this court to completely overhaul our GPVA
would be a significant task. Our GPVA gives no presumption to the parent's
wishes. But, equally as important, it procedurally favors the granting of
grandparental visitation, and, thus, implicitly shifts the burden of proof to
the parent. Finally, it fails to spell out under what circumstances would
parental unfitness or harm to the child would warrant state intrusion. While it
may appear better on the surface not to dismiss this case altogether, the
alternative is to completely rewrite the GPVA, contrary to express legislative
intent. This is best left to the General Assembly to do, should it be so
inclined at its 2003 session.
[178] The Michigan Court of Appeals, considered its own
grandparent-visitation statute in light of Troxel, and is convincing in its
analysis:
[179] This leads us to the question whether we could and
should endeavor to interpret Michigan's statute in a manner consistent with the
constitution. However, such an effort would require a significant, substantive
rewriting of the statute. To render the statute constitutional, we would have to
read into it requirements that go beyond the text of the statute and do more
than simply define the term "best interests of the child" more
clearly. We would have to go from the judicial robing room to the legislative
cloak room and we decline to do so. In short, the rewriting of the grandparent
visitation statute is a task best left for the Legislature.
[180] DeRose v. DeRose, 2002 WL 100683, ___ N.W.2d ___ (Mich.App.
Jan. 25, 2002). Our decision not to legislate is also consistent with the path
taken in other jurisdictions when the issue is whether to depart from
legislative intent. See, e.g., Florida v.
[
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[181] Cronin, 774 So.2d 871, 874 (Fla.App. 2000), Quoting
Meyer v. Caruso, 731 So.2d 118, 126 (Fla.App. 1999) ("It is fundamental
that judges do not have the power to edit statutes so as to add requirements
that the legislature did not include.")); Salem College & Academy, Inc.
v. Employment Div., 298 Or. 471, 695 P.2d 25 (1985).
[182] There is one final point. Justice Kennedy observed in
Troxel that "a domestic relations proceeding in and of itself can
constitute state intervention that is so disruptive of the parent-child
relationship that the constitutional right of a custodial parent to make certain
basic determinations for the child's welfare becomes complicated." Troxel
at 101 (Kennedy, J., dissenting). See also Punsly v. Ho, supra. Justice
Kennedy's observation is instructive. The Linders have been engaged in this
struggle over grandparental visitation for four years more than half of
Brandon's life. Until the General Assembly fashions a statute that meets the
requirements of Troxel, this matter should be laid to rest.
[183] Reversed and dismissed.
[184] Hannah, J., concurring in part
and dissenting in part.
[185] JIM HANNAH, Justice, concurring in part;
dissenting in part.
[186] I agree that the grandparents-visitation statute may
apply to guardians and other nonparental custodians, and on that basis it is not
facially unconstitutional. However, I disagree that this statute is
unconstitutional as applied.
[187] I do agree that the language of the statute needs
revision. If the legislature were to redraft the statute in light of the long
history of decisions of this court concerning the right of a parent to raise
their child, and the presumption that a parent is acting in the best interests
of their child in making decisions concerning the child, as well as the United
States Supreme Court decision in Troxell v. Granville, 530 U.S. 57 (2000), the
confusion would be resolved, and the task assigned to the trial courts would be
much easier and would produce more predictable results. It is also troublesome
that our present statute requires the trial court to state in writing why
grandparent visitation is being denied, but requires no statement in writing
when grandparent visitation is granted.
[
Page 357]
[188] Inclusion of factors the trial court must consider in
its analysis required under the statute would also be helpful. See, Martin v.
Coop, 693 So.2d 912 (Miss. 1997). Nonetheless, under the facts of this case, I
would affirm the trial court's decision holding the statute was not
unconstitutional as applied but I would reverse and remand this case for
reconsideration of visitation granted to the grandparent.
[189] As the United States Supreme Court held in United States
v. Salerno, 481 U.S. 739 (1986), "the mere fact that [a legislative] Act
might operate unconstitutionally under some conceivable circumstances is
insufficient to render it wholly invalid." Salerno, 481 U.S. at 745. More
specifically, a statute may sometimes be preserved by the courts by simply
restricting its application. Shoemaker v. State, 343 Ark. 727, 38 S.W.3d 350
(2001). This could be done by requiring application of the preexisting
presumption in favor of parents, as was done by the trial court in this case.
[190] The trial court specifically noted Troxell, supra, and
specifically stated its analysis was intended to comply with the requirements
set out therein. When the trial court's nine-page decision is read in total, it
is apparent the trial court was considering the grandparent-visitation rights
under the statute in light of the mother's parental rights and interests. In
fact, on page seven, the trial court states, "The behavior of the defendant
has reached the level that justifies the court interfering in the parent's
liberties to make all decisions for the minor child." The trial court
further found that the presumption in Lea Ann's favor was overcome.
[191] A brief review of the record reveals a parent who
behaved irrationally in a number of ways, in directly disobeying orders of the
court, and in fleeing the jurisdiction. It is apparent that the trial court was
considering both Lea Ann's parental rights and the best interest of Brandon. I
do not believe that the trial court's decision to leave Brandon in the custody
of Lea Ann may be read so broadly as the majority does. Clearly, the trial court
is concerned about Lea Ann's care of Brandon in a much more general sense even
if the order might have been worded more clearly.
[192] I also write to emphasize that this decision is narrow
in scope and applies only to visitation issues arising from application of Ark.
[
Page 358]
[193] Code Ann. § 9-13-103 (Repl. 2002). In other words, this
decision is limited to an attempt by grandparents to obtain visitation under the
subject statute. The analysis should not be confused and applied in a case where
the State is determining custody, and visitation on other basis, including other
statutory schemes, or under the State's exercise of its sovereign parens patriae
power in protection of the children of this State.
[194] The issue of grandparent visitation did not originate
with the subject statute investing grandparents with a statutory right to
commence an action to obtain visitation. Mention of visitation granted
grandparents may be found in our case law stretching back to the 1950s at the
least. Parks v. Crowley, 221 Ark. 340, 253 S.W.2d 561 (1952); Servaes v. Bryant,
220 Ark. 769, 250 S.W.2d 134 (1952). However, as this court stated in Glover v.
Reed, 319 Ark. 16, 889 S.W.2d 729 (1994), grandparent rights are derived from
statutes or may be conferred by a court of competent jurisdiction. See also, Cox
v. Stayton, 273 Ark. 298, 619, 619 S.W.2d 617 (1981). It is not clear that the
action pending in the chancery court is simply an action for
grandparents-visitation rights under Ark. Code Ann. § 9-13-103. Bill Linder did
not even bring his petition under that statute, but rather under Ark. Code Ann.
§ 9-13-101 (Repl. 2002) "Award of Custody", and it should be noted
that the trial court has considered custody, which is not even mentioned in the
grandparents-visitation statute. Nothing in this decision prohibits the
grandparents from pursuing any other avenues that might be open to them.
[195] The trial court granted the paternal grandfather the
same visitation as a noncustodial parent. Unless this visitation was granted in
the context of a custody proceeding, it appears to be granted in error. Even
then, absent a finding of an extremely close paternal type relationship, which
was absent in the facts of this case, this amount of visitation could not have
been in the best interests of this child. I would reverse and remand this case
for the trial court to reconsider the paternal grandfather's visitation.
SUPREME COURT OF THE UNITED STATES
No. 99-138
October Term, 1999
June 5, 2000
JENIFER TROXEL, ET VIR, PETITIONERS
Vs.
TOMMIE GRANVILLE
Argued January 12, 2000
Decided June 5, 2000
[16] Washington Rev. Code §26.10.160(3) permits "[a]ny person" to petition for visitation rights "at any time" and authorizes state superior courts to grant such rights whenever visitation may serve a child's best interest. Petitioners Troxel petitioned for the right to visit their deceased son's daughters. Respondent Granville, the girls' mother, did not oppose all visitation, but objected to the amount sought by the Troxels. The Superior Court ordered more visitation than Granville desired, and she appealed. The State Court of Appeals reversed and dismissed the Troxels' petition. In affirming, the State Supreme Court held, inter alia, that §26.10.160(3) unconstitutionally infringes on parents' fundamental right to rear their children. Reasoning that the Federal Constitution permits a State to interfere with this right only to prevent harm or potential harm to the child, it found that §26.10.160(3) does not require a threshold showing of harm and sweeps too broadly by permitting any person to petition at any time with the only requirement being that the visitation serve the best interest of the child.
[17] Held: The judgment is affirmed.
[18] 137 Wash. 2d 1, 969 P. 2d 21, affirmed.
[19] Justice O'Connor, joined by The Chief Justice, Justice Ginsburg, and Justice Breyer, concluded that §26.10.160(3), as applied to Granville and her family, violates her due process right to make decisions concerning the care, custody, and control of her daughters. Pp. 5-17.
[20] (a) The Fourteenth Amendment's Due Process Clause has a substantive component that "provides heightened protection against government interference with certain fundamental rights and liberty interests," Washington v. Glucksberg, 521 U. S. 702, 720, including parents' fundamental right to make decisions concerning the care, custody, and control of their children, see, e.g., Stanley v. Illinois, 405 U. S. 645, 651. Pp. 5-8.
[21] (b) Washington's breathtakingly broad statute effectively permits a court to disregard and overturn any decision by a fit custodial parent concerning visitation whenever a third party affected by the decision files a visitation petition, based solely on the judge's determination of the child's best interest. A parent's estimation of the child's best interest is accorded no deference. The State Supreme Court had the opportunity, but declined, to give §26.10.160(3) a narrower reading. A combination of several factors compels the conclusion that §26.10.160(3), as applied here, exceeded the bounds of the Due Process Clause. First, the Troxels did not allege, and no court has found, that Granville was an unfit parent. There is a presumption that fit parents act in their children's best interests, Parham v. J. R., 442 U. S. 584, 602; there is normally no reason for the State to inject itself into the private realm of the family to further question fit parents' ability to make the best decisions regarding their children, see, e.g., Reno v. Flores, 507 U. S. 292, 304. The problem here is not that the Superior Court intervened, but that when it did so, it gave no special weight to Granville's determination of her daughters' best interests. More importantly, that court appears to have applied the opposite presumption, favoring grandparent visitation. In effect, it placed on Granville the burden of disproving that visitation would be in her daughters' best interest and thus failed to provide any protection for her fundamental right. The court also gave no weight to Granville's having assented to visitation even before the filing of the petition or subsequent court intervention. These factors, when considered with the Superior Court's slender findings, show that this case involves nothing more than a simple disagreement between the court and Granville concerning her children's best interests, and that the visitation order was an unconstitutional infringement on Granville's right to make decisions regarding the rearing of her children. Pp. 8-14.
[22] (c) Because the instant decision rests on §26.10.160(3)'s sweeping breadth and its application here, there is no need to consider the question whether the Due Process Clause requires all nonparental visitation statutes to include a showing of harm or potential harm to the child as a condition precedent to granting visitation or to decide the precise scope of the parental due process right in the visitation context. There is also no reason to remand this case for further proceedings. The visitation order clearly violated the Constitution, and the parties should not be forced into additional litigation that would further burden Granville's parental right. Pp. 14-17.
[23] Justice Souter concluded that the Washington Supreme Court's second reason for invalidating its own state statute -- that it sweeps too broadly in authorizing any person at any time to request (and a judge to award) visitation rights, subject only to the State's particular best-interests standard -- is consistent with this Court's prior cases. This ends the case, and there is no need to decide whether harm is required or to consider the precise scope of a parent's right or its necessary protections. Pp. 1-5.
[24] Justice Thomas agreed that this Court's recognition of a fundamental right of parents to direct their children's upbringing resolves this case, but concluded that strict scrutiny is the appropriate standard of review to apply to infringements of fundamental rights. Here, the State lacks a compelling interest in second-guessing a fit parent's decision regarding visitation with third parties. Pp. 1-2.
[25] O'Connor, J., announced the judgment of the Court and delivered an opinion, in which Rehnquist, C. J., and Ginsburg and Breyer, JJ., joined. Souter, J., and Thomas, J., filed opinions concurring in the judgment. Stevens, J., Scalia, J., and Kennedy, J., filed dissenting opinions.
[26] Court Below: 137 Wash. 2d 1, 969 P. 2d 21
[27] Mark D. Olson argued the cause for petitioners. With him on the briefs was Eric Schnapper.
[28] Catherine W. Smith argued the cause for respondent. With her on the brief was Howard M. Goodfriend.
[29] Briefs of amici curiae urging reversal were filed for the State of Washington et al. by Christine O. Gregoire, Attorney General of Washington, and Maureen A. Hart, Senior Assistant Attorney General, and by the Attorneys General for their respective States as follows: Mark Pryor of Arkansas, Bill Lockyer of California, Ken Salazar of Colorado, Earl I. Anzai of Hawaii, Carla J. Stovall of Kansas, Jeremiah W. (Jay) Nixon of Missouri, Joseph P. Mazurek of Montana, John J. Farmer, Jr., of New Jersey, Heidi Heitkamp of North Dakota, Betty D. Montgomery of Ohio, and Paul G. Summers of Tennessee; for AARP et al. by Rochelle Bobroff, Bruce Vignery, and Michael Schuster; for Grandparents United for Children's Rights, Inc., by Judith Sperling Newton and Carol M. Gapen; for the National Conference of State Legislatures et al. by Richard Ruda and James I. Crowley; and for the Grandparent Caregiver Law Center of the Brookdale Center on Aging.
[30] Briefs of amici curiae urging affirmance were filed for the American Academy of Matrimonial Lawyers by Barbara Ellen Handschu and Sanford K. Ain; for the American Center for Law and Justice by Jay Alan Sekulow, Colby May, Vincent McCarthy, and John P. Tuskey; for the American Civil Liberties Union et al. by Matthew A. Coles, Michael P. Adams, Catherine Weiss, and Steven R. Shapiro; for the Coalition for the Restoration of Parental Rights by Karen A. Wyle; for the Institute for Justice et al. by William H.
[31] Mellor, Clint Bolick, and Scott G. Bullock; for the Center for the Original Intent of the Constitution by Michael P. Farris; for the Christian Legal Society et al. by Kimberlee Wood Colby, Gregory S. Baylor, and Carl H. Esbeck; for the Lambda Legal Defense and Education Fund et al. by Patricia M. Logue, Ruth E. Harlow, and Beatrice Dohrn; for the Society of Catholic Social Scientists by Stephen M. Krason and Richard W. Garnett; and for Debra Hein by Stuart M. Wilder.
[32] Briefs of amici curiae were filed for the Center for Children's Policy Practice & Research at the University of Pennsylvania by Barbara Bennett Woodhouse; for the Domestic Violence Project, Inc./Safe House (Michigan) et al. by Anne L. Argiroff and Ann L. Routt; for the National Association of Counsel for Children by Robert C. Fellmeth and Joan Hollinger; and for the Northwest Women's Law Center et al. by Cathy J. Zavis.
[33] On Writ Of Certiorari To The Supreme Court Of Washington
[34] Justice O'Connor announced the judgment of the Court and delivered an opinion, in which The Chief Justice, Justice Ginsburg, and Justice Breyer join.
[35] Section 26.10.160(3) of the Revised Code of Washington permits "[a]ny person" to petition a superior court for visitation rights "at any time," and authorizes that court to grant such visitation rights whenever "visitation may serve the best interest of the child." Petitioners Jenifer and Gary Troxel petitioned a Washington Superior Court for the right to visit their grandchildren, Isabelle and Natalie Troxel. Respondent Tommie Granville, the mother of Isabelle and Natalie, opposed the petition. The case ultimately reached the Washington Supreme Court, which held that §26.10.160(3) unconstitutionally interferes with the fundamental right of parents to rear their children.
[36] I.
[37] Tommie Granville and Brad Troxel shared a relationship that ended in June 1991. The two never married, but they had two daughters, Isabelle and Natalie. Jenifer and Gary Troxel are Brad's parents, and thus the paternal grandparents of Isabelle and Natalie. After Tommie and Brad separated in 1991, Brad lived with his parents and regularly brought his daughters to his parents' home for weekend visitation. Brad committed suicide in May 1993. Although the Troxels at first continued to see Isabelle and Natalie on a regular basis after their son's death, Tommie Granville informed the Troxels in October 1993 that she wished to limit their visitation with her daughters to one short visit per month. In re Smith, 137 Wash. 2d 1, 6, 969 P. 2d 21, 23-24 (1998); In re Troxel, 87 Wash. App. 131, 133, 940 P. 2d 698, 698-699 (1997).
[38] In December 1993, the Troxels commenced the present action by filing, in the Washington Superior Court for Skagit County, a petition to obtain visitation rights with Isabelle and Natalie. The Troxels filed their petition under two Washington statutes, Wash. Rev. Code §§26.09.240 and 26.10.160(3) (1994). Only the latter statute is at issue in this case. Section 26.10.160(3) provides: "Any person may petition the court for visitation rights at